DISCIPLINARY POLICY

The Disciplinary Procedure does not form part of your contract of employment.

The purpose of the Disciplinary Procedure is to outline a fair and consistent system to deal with any issues of conduct, capability or other circumstances which may result in a disciplinary warning or dismissal.

A fair and consistent system to deal with any issues of conduct, capability or other circumstances

Before considering a warning or dismissal, we will do what we can to establish the facts.

At any stage of the Disciplinary Procedure you may be suspended, on full pay, whilst investigations are carried out. This does not mean that you have been or will be found guilty of any particular offence or act of misconduct.  In the event that you become unfit for work or unable to attend any necessary meetings due to sickness, Tracklements will review the decision to keep you on suspension and, following this review your suspension may be lifted. If your suspension is lifted, you may no longer be entitled to full pay but will be entitled to Statutory Sick Pay in accordance with Tracklements rules and procedures.

If you are prevented from attending your place of work and/or performing your job duties as a result of Police bail conditions, or because of an order or direction given by a Court or relevant regulatory body, then the duration of any such period will be without pay.

If it is necessary for Tracklements to take action under the disciplinary procedure we will write to you setting out the allegations against you and inviting you to attend a disciplinary meeting where you will have the right to be accompanied by a fellow employee or an accredited trade union official. You should make every effort to attend the meeting. Throughout the disciplinary procedure, you will be given the opportunity to respond to any complaint before any decision on a disciplinary warning or dismissal is taken.

It is not permissible to record, whether audio and/or visual, any meetings which take place as part of this procedure, without the express written authorisation of Tracklements.

TRACKLEMENTS MAY COMMENCE THE DISCIPLINARY PROCEDURE, DEPENDING ON THE CIRCUMSTANCES, AT ANY OF THE FOLLOWING LEVELS:

First Written Warning

In the event of unsatisfactory performance or misconduct, you will receive a first written warning. This will give details of the complaint, the improvements required and the timescale. It outlines the consequences of failure to improve conduct or performance to acceptable standards. A record of the warning will be kept on your personnel file and disregarded for disciplinary purposes after 12 months, subject to satisfactory conduct and performance.

Final Written Warning

In the event of more serious or further misconduct, or failure to improve standards of work performance, or if the misconduct or poor performance is sufficiently serious, a final written warning will be given to you. This will give details of the complaint and warn that any further misconduct or continued failure to improve performance to acceptable standards will render you liable to dismissal. A record of the final written warning will be kept on your personnel file and disregarded for disciplinary purposes after 12 months, subject to satisfactory conduct and performance.

Dismissal

If conduct or performance remains unsatisfactory, and you still fail to reach the prescribed standards, or your conduct is sufficiently serious, dismissal may result. The Company may, however, consider other possible disciplinary action. Examples include (but are not limited to) demotion, loss of seniority or salary increment, suspension with or without pay.

  • If you have committed an act of gross misconduct, you will normally be dismissed without notice or pay in lieu of notice. Only where there are genuine mitigating circumstances will any form of alternative action be taken.

  • The following acts are examples of Gross Misconduct offences and as such will render you liable to Summary Dismissal (i.e. Dismissal without notice and without previous warnings). This list is not exhaustive.

    • Fighting, physical assault or dangerous behaviour

    • Deliberate refusal or wilful failure to carry out a reasonable and lawful direct instruction given by your line manager during working hours.

    • Serious insubordination.

    • Serious breach of Tracklements rules, policies, or procedures.

    • Serious cases of offensive, aggressive, threatening, or intimidating behaviour or excessive bad language.

    • Unlawful discrimination, harassment and/or bullying.

    • Theft, or misappropriation of Tracklements, colleagues, contractors, clients or visitors’ property.

    • Wilful damage or negligence involving damage to property belonging to Tracklements, customers/clients, colleagues, or the general public.

    • Performing, arranging, or carrying out any work or activity which could be considered to be in competition with, or which adversely affects in any way, Tracklements interests.

    • Fraud or any other illegal offence committed against Tracklements, employees, contractors, or clients.

    • Bringing Tracklements into disrepute, including but not limited to, making negative or disparaging comments on social media sites or similar.

    • Drinking alcohol during working hours, being under the influence of alcohol/drugs and/or drug abuse.

    • Being in possession of or dealing in illegal drugs whilst at work.

    • Breach of safety rules and/or any action, which seriously endangers the health or safety of an employee, or any other person(s) whilst at work.

    • Deliberately making a false entry in the written records of Tracklements.

    • Knowingly giving false information or deliberately omitting relevant information on the job application form, curriculum vitae, or at any time during the recruitment process for example at interview or during discussions prior to the offer of employment.

    • A disclosure made in bad faith or concerning information which you do not substantially believe is true or is made for personal gain.

    • Victimisation of a fellow worker or subjecting a fellow worker to detriments because of a public disclosure claim.

    • Inaccurate or fraudulent recording of financial transactions.

    • Unauthorised access to or disclosure of any confidential information from whatever source including any personal data under Data Protection legislation.

    • Making a false declaration to Tracklements including but not limited to the falsification of working hours or expenses.

    • Criminal offence causing harm to the reputation of Tracklements or relations with Tracklements employees, suppliers, contractors, or clients.

    • Acts of gross negligence or misconduct involving careless or reckless driving, including the use of hand-held mobile phones whilst driving.

    • Loss of driving licence on conviction when driving is all or an essential part of the job requirements.

    • Indecent or lewd behaviour of a serious nature.

    • Smoking in designated non-smoking areas or inside Tracklements premises and/or vehicles.

    • Abandoning duty without notification.

    • Breach of the Computer and Electronic Devices Policy.

    • Breach of the Anti-Bribery Policy.

  • The Appeal Procedure does not form part of your contract of employment.

    If you wish to appeal against any disciplinary decision, it should be made in writing, stating the ground(s) on which the disciplinary penalty should be reviewed. You should submit this within 5 working days. You will be invited to attend a meeting and you should take all reasonable steps to attend.

    A Director senior to the one who made the original decision will hear the appeal. In the rare circumstances where this is not possible, alternative arrangements will be agreed with the employee and their companion.

    The appeal hearing will be heard as soon as practically possible, normally within 10 working days of receipt of your appeal. You will be given at least 24 hours’ notice of the date of the appeal hearing and the outcome will be communicated to you in writing. You will be given the opportunity to be accompanied at the meeting by a colleague or an accredited trade union official.

    It is not permissible to record, whether audio and/or visual, any meetings which take place as part of this procedure, without the express written authorisation of Tracklements.

    The decision of the Director (or authorised deputy) shall be final.

N.B. Titles listed here after, to enhance the search capabilities of this page: Summary Dismissal, Gross Misconduct, Appeal Procedure.